Announcement on Haifutong Ruihong’s 6-month Periodic Opening of Bond Securities Investment Funds for Daily Subscription, Redemption, and Conversion Services|Fund Contract|Subscription Fee|Securities Investment Fund_Sina Technology_Sina.com


Original Title: Haifutong Ruihong’s Announcement on Regularly Opening Bond Securities Investment Funds to Daily Subscription, Redemption and Conversion Business for 6 Months

Announcement sending date: November 26, 2021

1. Announce basic information

2. Processing time of purchase and redemption business

According to the “Fund Contract for the 6-Month Regular Opening of Bond Securities Investment Funds by Sea Fortis” (hereinafter referred to as the “Fund Contract”) and “The Prospectus of Sea Fortis Ruihong 6 Months Regular Opening of Bond Securities Investment Funds” (hereinafter referred to as “Fund Contract”) Referred to as “Prospectus”), the Fund operates in a regular open manner. The closed period of the Fund is 6 from the day when the Fund Contract becomes effective (including the effective date of the Fund Contract) or from the day following the end of each open period (including that day) to the first day of the closed period Ends on the day before month to day.

The first closed period of the Fund is from the date when the Fund Contract becomes effective (including the effective date of the Fund Contract) to the day before 6 months from the effective date of the Fund Contract. The second closed period shall start from the day following the end of the first open period (including that day) to the day before the 6 month-to-day of the first day of the closed period, and so on. During the closed period of the fund, subscription and redemption business will not be handled, nor will it be listed for trading.

The effective date of the Fund’s “Fund Contract” is May 13, 2020. After previous operations, the Fund Manager has decided to start from November 29, 2021 (including the Day) to December 3, 2021 (including that day) on working days, the Fund accepts investors’ applications for purchase, redemption, transfer in and transfer out. From December 4, 2021 to June 3, 2022, this fund’s fourth closed period. During the closed period, the fund will not handle subscription, redemption, conversion or other business, and no further announcement will be made at that time.

If force majeure or other circumstances occur after the end of the closed period or during the open period that prevents the fund from opening the subscription and redemption business on time, or the subscription or redemption business needs to be suspended in accordance with the fund contract, the opening period will be extended accordingly until the opening period is met. Time requirements, the specific time is subject to the announcement of the fund manager at that time.

During the open period of the fund, investors shall process the subscription and redemption of fund shares on the open day. The specific processing time is the trading hours on the normal trading day of the Shanghai Stock Exchange and Shenzhen Stock Exchange, but the fund manager shall comply with laws and regulations, China Except when the request of the China Securities Regulatory Commission or the provisions of the fund contract announces the suspension of subscription or redemption.

3. Subscription business

3.1 Restrictions on subscription amount

The minimum amount for a single purchase of the Fund is RMB 10, and if the sales organization has agreed otherwise on the basis of this minimum amount, the agreement shall prevail; the minimum amount for a single account purchase at the direct sales counter for the first time is RMB 50,000 (including subscription fee), and additional The minimum subscription amount is RMB 10,000 (including subscription fee) for a single transaction; investors who have a record of subscription of the Fund at the direct sales counter are not subject to the minimum initial subscription amount. Investors in other sales outlets who wish to transfer to the direct sales counter for trading are subject to the minimum purchase amount of the direct sales counter. Fund subscriptions through the fund manager’s online trading system are not restricted by the minimum amount of a single subscription at the direct sales counter. The minimum subscription amount is RMB 10 (including subscription fees) for a single subscription. The fund manager can adjust the minimum amount of subscription for this fund according to market conditions.

3.2 Subscription fee rate

Note: The subscription fee rate is gradually reduced according to the subscription amount. The registration agency determines the applicable fee rate for each subscription based on the actual confirmed amount of a single subscription and calculates it separately.

4. Redemption business

4.1 Restrictions on redemption shares

When fund unit holders redeem at the sales institution, a single redemption application shall not be less than 10 fund units; the fund unit holders shall have less than 10 fund units remaining at the sales institution (outlet) at the time of redemption or after the redemption. In case of redemption, it must be redeemed all at once. When fund unit holders have less than 10 remaining fund units in their single fund account due to redemption or other reasons, the registration system can automatically redeem all the remaining fund units.

4.2 Redemption rate

The fund redemption fee shall be borne by the fund unit holders who redeem the fund units, and collected when the fund unit holders redeem the fund units. For investors with a continuous holding period of less than 7 days, a redemption fee of not less than 1.5% is charged and fully included in the fund property, and for investors with a continuous holding period of not less than 7 days but less than 30 days The redemption fee will not be less than 25% of the total amount of the redemption fee included in the fund property, and the rest will be used to pay the registration fee and other necessary handling fees. There is no redemption fee for investors with a continuous holding period of not less than 30 days.

The redemption fee rate decreases as the holding period of the redemption fund unit increases. The specific fee rate is as follows:

5. Daily conversion business

5.1 Conversion rate

1. The fund switching fee is composed of the redemption fee of the switch-out fund plus the supplementary fee of the switch-out fund and the switch-in fund subscription fee. The specific collection depends on the difference in the subscription fee of the two funds at each conversion and the redemption of the switch-out fund Depending on the return fee. Fund switching costs shall be borne by the fund unit holders.

(1) Fund conversion subscription fee: The fee is charged according to the difference between the subscription fee of the transfer-in fund and the transfer-out fund. If the subscription fee of the switch-out fund corresponding to the amount of the switch-out fund is lower than the subscription fee of the switch-in fund, the supplementary fee is the difference between the subscription fee of the switch-in fund and the subscription fee of the switch-out fund; the switch-out fund corresponding to the amount of the switch-out fund If the subscription fee is higher than the subscription fee for the transfer-in fund, the compensation fee is zero.

(2) Redemption fee for the switch-out fund: The fee will be charged at the redemption fee rate when the switch-out fund is normally redeemed

2. Calculation formula for fund conversion

  A=[B×C×(1-D)/(1+H)+G]/E

  F=B×C×D

  J=[B×C×(1-D)/(1+H)]×H

in,

A is the number of fund shares transferred in;

B is the number of fund units transferred out;

C is the net value of transfer-out fund shares on the day of conversion;

D is the redemption fee rate of the transferred-out fund unit;

E is the net value of fund shares transferred in on the day of conversion;

F is the redemption fee for the transferred out fund shares;

G is the unpaid income corresponding to the transfer-out fund shares. If the transfer-out fund is a non-money market fund, G=0;

H is the subscription fee rate, when the subscription fee rate of the transfer-out fund ≥ the subscription fee rate of the transfer-in fund, then H=0;

J is the replenishment fee for subscription.

The transfer-out amount of this fund is rounded to two decimal places, and the resulting error is included in the fund assets of the transferred-out funds; the transferred-in share is rounded to two decimal places, resulting in The error is included in the fund assets transferred to the fund.

Example: An investor converts 10,000 Hai Fortis Ruihong’s 6-month fixed-opening bonds that have been held for more than 7 days (inclusive) and less than 30 days into Hai Fortis Research Selected Mixed Type A Fund Units. The net unit value of Fortis Ruihong’s 6-month fixed-opening bonds and Hai Fortis Research’s Selected Mixed Type A Fund Units are 1.100 and 1.060 yuan, respectively, and the redemption fee rate for the switch-out fund is 0.1%. The corresponding subscription fee rate is 1.0%, then:

  A=[B×C×(1-D)/(1+H)+G]/E

  =[10000×1.100×(1-0.1%)/(1+1.0%)+0]/1.060=10,264.34 copies

F=B×C×D=10000×1.100×0.1%=11 yuan

  J=[B×C×(1-D)/(1+H)]×H

  =[10000×1.100×(1-0.1%)/(1+1.0%)]×1.0%=108.80 yuan

That is, after the investor bears the redemption fee of RMB 11 and the subscription fee of RMB 108.80, he will receive 10,264.34 shares of the Fortis Research Select Mixed A Fund.

5.2 Other matters related to conversion

1. Applicable funds

Investors can handle the mutual conversion business between this fund and the company’s following funds at the sales organization, including: Hai Fortis Tianyi Money Market Fund (referred to as “Haifutong Tianyi Currency”, including A and B levels), Hai Fortis Fortis Electronic Information Media Industry Stock Securities Investment Fund (referred to as “Hai Fortis Electronic Information Media Industry Stocks”, including Class A and C), Hai Fortis Shanghai Clearing House Medium and High Grade Short-term Margin Bond Index Securities Investment Fund (abbreviated as ” Fortis Shanghai Clearing House Short-Term Bonds”, including A and C), Fortis Research Selected Hybrid Securities Investment Fund (abbreviated as “Fortis Research Selected Hybrid”, including A and C), Hai Fortis Aggregate Pure Bond Bond Securities Investment Fund (referred to as “HFT Aggregate Pure Bond Bonds”), Hai Fortis Short and Medium Bond Bond Securities Investment Fund (abbreviated as “Hat Fortis Short and Medium Bond Bonds”, including Class A And C), Haifutong Anyi Hedging Strategy Flexible Configuration Hybrid Securities Investment Fund (referred to as “Haifutong Anyi Hedging Hybrid”, including Type A and C), Haifutong Technology Innovation Hybrid Securities Investment Fund ( Referred to as “Haifutong Technology Innovation Hybrid”, including Class A and C), Haifutong Advanced Manufacturing Stock Securities Investment Fund (abbreviated as “Haifutong Advanced Manufacturing Stocks”, including Class A and C), Haifutong Tianxin Income Bond Securities Investment Fund (referred to as “Haifutong Tianxin Income Bonds”, including Type A and C), Haifutong Fuying Hybrid Securities Investment Fund (referred to as “Haifutong Fuying Hybrid”, including Class A and Class C), Fortis Fortis and Fortis Hybrid Securities Investment Fund (referred to as “Fortis Fortis and Fortune Hybrid”, including Class A and C), Fortis Fortis, China Securities Yangtze River Delta leading open-end index securities Investment Fund Feeder Fund (referred to as “Hai Fortis China Securities Yangtze River Delta Leading ETF Link”), Hai Fortis Growth Selection Hybrid Securities Investment Fund (referred to as “Hai Fortis Growth Selection Hybrid”, including Class A and C), Hai Fortis Consumer Core Asset Hybrid Securities Investment Fund (referred to as “Hai Fortis Consumer Core Hybrid”, including Type A and C), Fortis China Bond 1-3 Years Agricultural Development Bank Bond Index Securities Investment Fund (referred to as “Haifu Tongzhongbond 1-3 years of Agricultural Development”, including A and C), Haifutong Growth Value Hybrid Securities Investment Fund (abbreviated as “Haifutong Growth Value Hybrid”, including A and C), Haifu Tonghuirui Selected Hybrid Securities Investment Fund (abbreviated as “Haifutong Huirui Selected Hybrid”, including Type A and C), Haifutong Xinrui Hybrid Securities Investment Fund (abbreviated as “Haifutong Xinrui Hybrid” “, Including Class A and C), Sea Fortis Balanced Selection Hybrid Securities Investment Fund (referred to as “Sea Fortis Balanced Selection Hybrid”, including Class A and C), Sea Fortis Strategic Income Bond Securities Investment Fund ( “Haifutong Strategic Income Bond”, including Type A and C Interest rate bond bond securities investment funds (referred to as “Hai Fortis Interest Bond Bonds”, including Type A and C), Hai Fortis Fuli’s three-month holding period hybrid securities investment funds (referred to as “Hat Fortis Fuli” Three-month holding”, including Type A and Type C), Haifutonghui increase strategy one Annually open flexible allocation of hybrid securities investment funds (referred to as “Haifutong Huizeng one-year fixed opening”, including A and C), Haifutong Xinli Hybrid Securities Investment Fund (abbreviated as “Haifutong Xinli” “Mixed”, including Type A and Type C).

Reminder: Haifutong Tianyi Money Market Fund A is currently only allowed to switch and transfer out business. For details, please refer to relevant business announcements.

2. The fund sales agency that can handle the conversion business

Investors can handle the conversion business of the fund through the fund sales agency.

Due to the business arrangements of each sales organization, please refer to the relevant regulations of each sales organization for information such as the time for each sales organization to carry out the conversion business, the types of funds, the specific procedures and rules for handling, and the documents that investors need to submit.

3. Business rules for fund conversion

(1) Fund switching can only be handled in the same sales organization, and the sales organization must act as an agent for the sales of the funds to be converted and the funds to be converted at the same time.

(2) A single conversion application is not subject to the minimum purchase amount of the conversion fund. If a fund conversion by a fund unit holder will cause the remaining fund shares held by the sales institution to be lower than the prescribed limit (for the specific limit, please refer to the relevant announcement and the prospectus of each fund and its update), they should apply for it together Conversion.

(3) Fund conversion applications are made in units of units, and the minimum number of units for a single conversion application for this fund is 10 units. When the investor handles the fund switching business, the fund of the switch-out party must be in a redeemable state, and the fund of the switch-in party must be in the purchaseable state and the corresponding conversion business has been opened. Otherwise, the conversion application will be confirmed as a failure.

(4) Fund conversion adopts the unknown price method, that is, the calculation is based on the net value of the fund units converted out and converted into the fund on the day of application acceptance.

(5) Under normal circumstances, the fund registration agency will confirm the validity of the investor’s fund switching application on T day on T+1 day, and handle the deduction of the rights and interests of the converted funds and the registration of the rights and interests of the converted funds. After T+2 days (including that day), investors can check with the sales organization for the confirmation of fund conversion.

(6) If the fund has a net redemption application for fund units within a single open day (the total number of redemption application units plus the total number of transfer-out application units in the fund conversion, the balance after deducting the total number of subscription application units and the total number of transfer-in application units in the fund conversion ) Exceeding 20% ​​of the total fund share on the previous open day is a huge redemption. In the event of a huge redemption, the switch out of the fund has the same priority as the redemption of the fund. The fund manager can decide to switch out in full or in part according to the fund asset portfolio, and for fund switch out and fund redemption, it will The same confirmation ratio is adopted. In the case that the transfer-out application is partially confirmed, the unconfirmed transfer-out application will not be postponed.

(7) The holder’s holding period of the units converted into the fund shall be calculated from the date of confirmation of the conversion.

(8) Both conversion and redemption businesses follow the “first in, first out” principle. If there is a redemption application on the day of the conversion application, the processing principle of redemption first and conversion later shall be followed.

6. Fund sales agencies

6.1 Direct Selling Agency

Sea Fortis Fund Management Co., Ltd. direct sales center.

6.2 Non-direct sales agencies

Ping An Bank Co., Ltd., China Merchants Bank Co., Ltd. (Zhaoyingtong platform), Shanghai Tiantian Fund Sales Co., Ltd., Shanghai Jiyu Fund Sales Co., Ltd., Beijing Huicheng Fund Sales Co., Ltd., Jiangsu Huilin Baoda Fund Sales Co., Ltd. , Zhejiang Tonghuashun Fund Sales Co., Ltd.

7. Disclosure arrangements for fund unit net value announcements/fund income announcements

During the closed period of the fund, the fund manager announces the net value of fund shares and the cumulative net value of fund shares at least once a week. During the fund open period, the fund manager will disclose the net value of fund shares and the cumulative net value of fund shares on the open day no later than the day after each open day, through the website, fund sales agency website or business outlets and other prescribed media.

8. Other things that need to be reminded

(1) Investors subscribe to the Fund through various agency agencies. Without violating laws, regulations and the relevant requirements of the fund contract, there is no discount limit on the subscription rate (except for the implementation of fixed subscription fees). The specific discount rate is based on the agency agency The official announcement shall prevail. For the original fund rate, please refer to the fund contract, prospectus (update) and other legal documents, as well as the latest business announcements issued by the company.

(2) This announcement only explains the open subscription, redemption and conversion of this fund. For investors to understand the details of the fund, please read the Fund Contract and Prospectus published on the company’s website (www.hftfund.com) in detail.

(3) Investors in areas where there are no sales outlets and investors who want to know other relevant information about the Fund can call the company’s customer service telephone (40088-40099) to inquire about related matters.

(4) Risk warning: The fund manager promises to manage and use fund assets on the principles of honesty, credibility, diligence and due diligence, but does not guarantee the profitability of the fund, nor does it guarantee the minimum return. Investors are kindly requested to read the fund contract and prospectus of this fund carefully before investing.

Special announcement.

Sea Fortis Fund Management Co., Ltd.

November 26, 2021


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