Audit Manager: Internal Audit Tech Market

Citi Seeks Audit Professional to Oversee Markets Technology Risk

By Archyde.com – Published April 30, 2025

Citigroup is currently seeking a seasoned audit professional to manage the delivery of high-quality assurance and audit reports for a diverse portfolio of its Markets businesses. This critical role ensures that Citi’s practices meet the stringent requirements of both the Boards of Citigroup and Citibank, their affiliates, and the firm’s global regulators.

Role focus: Markets Technology Audit

The selected candidate will join the Markets Technology Audit team, focusing primarily on providing technology audit coverage for key systems supporting various Markets businesses including Equities, Fixed Income, FX, and Commodities. This position carries global responsibilities, ensuring thorough oversight of systems across different geographic locations.

Key Responsibilities

• Deliver timely, high-quality audit reports and validation of internal audit and regulatory issues.
• Manage and execute audit activities for a component of a product line, function, or legal entity, including portions of the annual audit plan.
• Apply in-depth expertise in banking operations to inform audit coverage and assess universe completeness.
• Advance integrated auditing concepts and the use of technology within audit processes.
• Lead the professional advancement of Internal Audit staff.
• Cultivate strong relationships with senior line management and maintain a comprehensive understanding of the business.
• Apply a deep understanding of inter-relationships between business and support units to enhance the audit approach.
• Use strong communication skills to influence internal audiences, including executive management partners.
• Demonstrate sound judgment, political astuteness, and cultural sensitivity in decision-making.
• Manage projects effectively, make sound decisions, and exhibit initiative and intuitive thinking.
• Participate in major business initiatives, proactively advising on change initiatives.
• Identify solutions for complex audit control issues and propose pragmatic solutions for risk and control problems.
• Serve as lead reviewer for all types of audit reviews.
• Participate in the readiness and review of Business Monitoring quarterly summaries.
• Collaborate with other audit teams to support their objectives.

Did you know? The Markets Technology Audit team plays a vital role in ensuring the integrity and security of Citi’s trading systems, protecting the firm and its clients from potential risks.

Qualifications

candidates for this position should possess the following qualifications:

• A university degree or equivalent; related certifications such as CPA, ACA, CFA, CIA, or CISA are highly desirable.
• A minimum of seven years of senior-level experience in a related role, with proven abilities in managing a portfolio of deliverables under strict deadlines.
• Specific subject matter expertise in technology submission control disciplines,ideally with an understanding of Markets products.
• Demonstrated experience in managing teams and integrated audit projects within a matrix reporting habitat.
• Effective negotiation skills, a proactive communication style, and the ability to sustain autonomous views.
• A self-starting attitude with a solutions-based approach.
• Strong interpersonal skills for effective interaction with all levels of Internal Audit, business management, and external stakeholders.

Education Requirements

• Bachelor’s/University degree required; a Master’s degree is preferred.

Pro Tip: Candidates with experience in regulatory compliance and a strong understanding of financial markets technology are highly encouraged to apply.

Equal Possibility Employer

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View Citi’s EEO Policy Statement and the Know Your Rights poster.

frequently Asked Questions (FAQ)

what is the primary focus of this audit role?

The role focuses on providing technology audit coverage for key systems supporting Citi’s Markets businesses, including Equities, fixed Income, FX, and Commodities.

What qualifications are required for this position?

A university degree, a minimum of 7 years of senior-level experience in a related role, and specific subject matter expertise in technology application control disciplines are required. Related certifications like CPA, ACA, CFA, CIA, or CISA are a plus.

What are the key responsibilities of the audit professional?

Key responsibilities include delivering high-quality audit reports, managing audit activities, advancing integrated auditing concepts, and leading the professional development of Internal Audit staff.

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Interview: Jean-Pierre Dubois on Navigating Markets Technology Audit at citi

By Archyde.com – Published April 30, 2025

Archyde recently sat down with Jean-Pierre Dubois, a seasoned Audit Professional, to discuss the intricacies of Citi’s Markets Technology Audit role, shedding light on the essential skills and challenges it entails.

Welcome, Jean-Pierre!

Archyde: Thank you for joining us today, Jean-Pierre. To start, could you tell us a bit about your experience in the audit field and what led you to specialize in Markets Technology?

Jean-Pierre Dubois: Certainly.I have over a decade of experience in auditing, with a strong focus on financial services. My journey into Markets Technology was driven by the rapid evolution of technology and its impact on the financial markets. I was fascinated by the critical role technology plays in trading, risk management, and regulatory compliance.

Diving into the Role

Archyde: Citi’s role description emphasizes the importance of timely,high-quality audit reports. Could you elaborate on how you ensure these reports are both rigorous and delivered on schedule?

Jean-Pierre Dubois: It’s a combination of factors. Firstly, a well-defined audit plan is crucial. This plan has to be structured and developed in collaboration with key stakeholders. Robust project management skills are essential. Secondly, it’s about applying in-depth banking operation expertise. This ensures the audits are targeted and relevant.the strategic use of technology – data analytics and automation – to hasten our efforts.

Archyde: The position description highlights the need for in-depth expertise in banking operations. How vital is this specific understanding for someone stepping into this role?

Jean-Pierre Dubois: It’s absolutely vital. A deep understanding of banking operations, notably within Markets, is essential. It allows you to assess the completeness of audit coverage, understand business processes, and identify potential risks effectively.Without a solid grasp of these inter-relationships,you can’t provide valuable insight.

Skills and the Future

Archyde: The role requires someone who can led and influence internal audit staff. What is your approach to fostering professional development within your team?

Jean-Pierre Dubois: Leadership is key. I believe in creating a culture of continuous learning, mentorship, and clear dialog. Regular training sessions, encouraging certifications, and promoting knowledge-sharing are all part of the process. I try to create an environment where every team member feels empowered to learn and grow.

Archyde: What advice would you offer to someone aspiring to this position, especially considering the evolving landscape of financial markets technology and regulatory change?

Jean-Pierre Dubois: Stay curious.Always be learning. Understand that regulatory compliance and technological advancements are intertwined. Build your network. Proactively seek opportunities. And of course, aim for certifications like a CPA, CIA, or CISA, wich are highly favorable.

Archyde: Thank you, Jean-Pierre, for sharing your valuable insights. It has been a pleasure speaking with you.

Jean-Pierre Dubois: The pleasure was entirely mine. It’s been a great opportunity.

Final Thoughts

Archyde: Thank you for sharing these details. What do you see as the biggest challenge facing Markets Technology auditors in the next few years? Share your thoughts in the comments below.