An advisor penalized for transactions carried out on company securities

A permanent radiation for an adviser

In particular, he submitted life insurance applications containing false information.

One year of deregistration following a line of credit application

The representative had submitted a forged document.

FINRA adopts electronic filing in its disciplinary process

A temporary pandemic-related innovation becomes permanent.

Cryptocurrency exchange allowed in more than half of the world

In the Americas, 18 countries allow them.

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Alexandra Hartman Editor-in-Chief

Editor-in-Chief Prize-winning journalist with over 20 years of international news experience. Alexandra leads the editorial team, ensuring every story meets the highest standards of accuracy and journalistic integrity.

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